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Legal & Regulatory Policies

1. Privacy Policy

Vasant Kulkarni LLP, a SEBI Registered Investment Adviser (RIA), is committed to protecting the privacy and confidentiality of clients and website users in accordance with applicable Indian laws and SEBI regulations.

Information We Collect:

  • Personal details such as name, email address, phone number
  • Financial information required for advisory services
  • KYC documents as mandated by SEBI
  • Risk profiling and investment preferences
  • Website usage data including IP address and cookies

Purpose of Collection:

  • Providing investment advisory services
  • Compliance with SEBI, AML and KYC regulations
  • Risk profiling and suitability assessment
  • Client communication and reporting

2. Investment Risk Disclosure

  • Investments are subject to market risks.
  • Past performance is not indicative of future results.
  • Capital invested may be subject to loss.
  • Clients should read all related documents carefully before investing.

3. Disclaimer

The information on this website is for general informational purposes only and does not constitute an offer, solicitation, or guarantee of returns. Investment decisions should be taken based on individual risk profile and financial objectives.

4. Terms & Conditions

  • Website content may not be copied or misused.
  • Users agree not to engage in unlawful activities.
  • Vasant Kulkarni LLP shall not be responsible for investment outcomes.

5. Client Grievance Redressal Policy

Client grievances will be handled in accordance with SEBI regulations. If unresolved, investors may lodge a complaint on the SEBI SCORES portal: https://scores.sebi.gov.in

6. Conflict of Interest Disclosure

Vasant Kulkarni LLP acts in a fiduciary capacity and does not receive commissions or incentives from product manufacturers.

7. Fee & Refund Policy

Advisory fees are charged as per SEBI guidelines and disclosed before onboarding. Fees once paid are non-refundable unless stated otherwise.

8. Cookies Policy

Cookies are used to enhance website performance and user experience. Users may manage cookies through browser settings.

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